C.  J udicial, A r bitr al, or  A dministr ative Tribunals 
N egotiator s  s hould s eek agreement on the following gener al pr inciples:
1.  S ervice provider s  s hould have an opportunity to f ile a complaint about
incons is tent enf or cement between for eign and domes tic pr oviders .
2.  S ervice provider s  s hould have an opportunity to f ile a complaint about
arbitr ar y r egulatory action against thos e w ho give comments in regulatory hear ings.
3.  A pplicants s hould have an oppor tunity to f ile a complaint in the event
that a licens e application is r ef us ed review or a decis ion is  delayed by the r elevant
author ity.
4.  A pplicants s hould have an oppor tunity to f ile an appeal in the event that
a licens e application is denied.  A ppeals  s hould be decided w ithin a r eas onable per iod of
time.
5.  I n any regulator y enf orcement pr oceeding, the s er vice supplier  s hould be
notif ied in a timely manner about the pr oceeding and should be given an opportunity to be
heard and to submit documentar y evidence.  Subjects  of r egulatory pr oceedings should
have the r ight to legal counsel of their  choice.  The s ubjects of  regulator y proceedings 
s hould be per mitted acces s  to evidence.
6.  The bur den of pr oof  to demons tr ate that a licensed mar ket par ticipant has
not conducted its bus ines s  in accor dance with the r elevant law should lie w ith the
r egulatory authorities.
7.  D isciplinar y actions s hould not be taken on violations  of  r egulator y
s tandards that w er e not in eff ect at the time the r elevant activity took place.
8.  S anctions  by a regulator y author ity s hould not be impos ed in an unf air  or
dis cr iminator y manner .  Regulator s s hould treat similar ly situated per s ons and entities in a
s imilar manner.
9.  The subjects  of any r egulator y enf or cement proceeding should have an
oppor tunity to appeal any enfor cement finding or  s anction impos ed.
I II .  Sp ecial S ect oral Dis ciplines
Every regu lated service s ector  has u niqu e f eatur es  th at may r equir e dif feren t
r ules  regar ding a tr ans par en t and f air  r egu lator y s ys tem, in clu din g br oader  regu lator y
r ef or m as n eces s ar y and appr opr iate.  S uch s pecial r ules  should be pr ovided f or  in the
propos ed agreement or  in s ector al s chedules .  This  was the appr oach us ed in the G ATS
A nnex on Telecommunications and the Basic Telecommunications  Refer ence Paper .
77












  

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